Advises clients on investment fund formation and has assisted fund managers with the formation of hundreds of funds of all sizes. Counsels clients on structuring, forming, and offering investment funds and has experience with nearly every imaginable asset class and strategy. Provides fund managers with ongoing advice regarding investments, transactions, corporate governance, regulatory compliance, and securities law matters.

Extensive experience representing institutional and retail investment advisers with regard to various securities, compliance, and business matters, including federal and state investment adviser registration on Form ADV, drafting and reviewing investment advisory agreements and other material contracts, SEC examinations, mergers and acquisitions, succession planning, and developing and implementing customized compliance policies and procedures.

Conducts internal investigations and advises clients with respect to examination and enforcement-related inquires and investigations by the SEC, self-regulatory organizations, and state securities agencies.